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Prime Brokers

In the past 10 years some administrators, prime brokers and custodians have harnessed the power of
technology to gather a tremendous amount of assets. A concept otherwise known as “selling through technology”.
The new SEC regulatory environment has created the next opportunity; “compliance outsourcing.”
Investment Managers will seek out service providers who provide a compliance outsourcing platform.
Presently, some service providers actually use compliance outsourcing to acquire new Investment
Managers as customers.
By offering the TurboCompliance Outsourcing Platform your firm will:
- Retain existing customers by deepening relationships
- Attract new customers
- Improve the quality of customer relationships
- Increase Profitability
- Enhance business unit and stakeholder valuations
Straight-Through Compliance® reduces your workload and costs by 75% - 85%.
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