Solution Architecture and Design

During this stage, the implementation consultant combs through each chapter of your Written Supervisory Procedures, AML Procedures, Ethics Code & Insider Trading Procedures as well as your Business Continuity Plan in order to document each operational process and the related compliance procedure. Thereafter, the implementation consultant and your firm identify each of the deliverables for your TurboCompliance^® Platform.

Systems & Platform Development

At this juncture, the implementation consultant uses the Statement of Work to build your TurboCompliance Platform, and assembles your TurboCompliance development team. The development team works in concert with your CCO, attorney and CPA to build a version of the TurboCompliance Platform that installs well organized system of internal controls around each business process in order to automate the related compliance procedures.