Handheld Devices

TurboCompliance^SM , in partnership with Research in Motion, builds versions of our compliance automation platform for wireless handheld devices such as the BlackBerry®. The Blackberry TurboCompliance platform provides the same functionality as for your desk top or laptop, including:

• Indexing, Sorting and Filing Email into the appropriate Correspondence and, if appropriate, the Complaint File
• Monitoring outgoing communications for incompliant words and phrases as well as incoming messages which rise to the level of a complaint
• Detecting action items, preventing incompliance
• Reporting up the chain of command
• Documenting any incompliance on the supervised person’s Compliance ScoreCard^SM
• Sanctioning the supervised person per the CCO’s rules, formulas or schedules
• Conducting Interim Audits
• Preparing the Annual Review in accordance with Rule 206(4)-7.