Marketing Compliance

The TurboCompliance^® marketing compliance module provides the ability to automate the monitoring, supervision, detecting, reporting, documenting, sanctioning, annual review and forensic testing required by your compliance procedures.

Within our marketing and advertising compliance section we provide a thorough discussion of how we work in concert with your CCO, attorney and CPA to build a version of TurboCompliance which delivers an absolute culture of compliance.

Since this section provides sample compliance procedure language, you must register for a TurboDoc Share Account in order to obtain access; please click here to request access.

In this section we provide a compliance practice guide which addresses:

• Section 206
• Advertising compliance
• Marketing compliance
• One to One Presentations
• Section 208
• Rule 206(4)-1
• Testimonials
• Third Party Reports
• Performance results
• Use of model performance

Solicitors/3rd Party Marketers

The TurboCompliance solicitors/3rd party marketers compliance module provides the ability to automate the monitoring, supervision, detecting, reporting, documenting, sanctioning, annual review and forensic testing required by your compliance procedures.

Within our solicitors/3rd party marketers compliance section we provide a thorough discussion of how we work in concert with your CCO, attorney and CPA to build a version of TurboCompliance which delivers an absolute culture of compliance.

Since this section provides sample compliance procedure language, you must register for a TurboDoc Share Account in order to obtain access; please click here to request access.

In this section we provide a compliance practice guide which addresses:

• Solicitors
• Solicitation
• Solicitation Rule
• Rule 206(4)-3
• Disclosure
• Solicitors' agreement
• Solicitation agreement
• Solicitors' Disclosure Statement
• Referral fees