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SEC Examination Preparation
& Reporting
When Your Firm Receives the SEC’s 37 Page Pre-Exam Request List—with TurboCompliance, You are Prepared…
TurboComplianceSM
provides a complete Regulatory Reporting suite, built around answering the hundreds of questions
contained in the SEC Pre-Exam Request List as well as many SEC filings.
- Instead of requiring weeks to prepare…TurboCompliance virtually keeps you ready in real-time.
- More importantly, TurboCompliance installs the comprehensive system of internal controls which is
required by the “Internal Controls” portions of the Pre-Exam Request list.
Please feel free to request a copy of the Pre-Exam Request list from us.
Simply visit our home page, and request a TurboDoc Share Account.
Yes, we actually use our own technology to run our entire firm’s world wide operations.
Perhaps you should inquire of your current provider to determine if they engage in this same
practice—as you shall discover, we have yet to find a Compliance software vendor who does.
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