Overview – Fund Managers

The new regulatory environment places a substantially higher burden and cost on Fund Managers—in light of:

	Non-existent or weak internal control structures
	Using a MANUAL approach to implement compliance procedures, such as:

monitoring and supervising firm personnel detecting and preventing incompliance reporting documenting sanctioning performing required annual reviews and testing.

Automating your compliance infrastructure is the most reliable, efficient and cost-effective alternative.

Optimal Culture of Compliance

TurboCompliance^® employs a team-based model to build customized, automated compliance solutions for a specific firm to reduce the regulatory workload and costs by 75% or more. The team-based model integrates:

• The experience of your CCO, attorney and CPA
• Our customizable, web-based suite of technologies which automates your Written Supervisory Procedures, AML Procedures and Ethics Code.

Return on Investment

The TurboCompliance Platform delivers the ability to:

• Attract greater institutional investor allocations
• Attain more Solicitors and Capital Intro providers
• Retain more investors during crisis, e.g. LTCM, Bayou Capital, etc.
• Achieve more favorable terms from your prime broker’s risk management group (e.g., securities lending and credit)
• Maintain a level of disaster recovery equivalent to any Fortune 50 company
• Substantially reduce the total cost of compliance
• Acquire cost-effective, “independent oversight”
• Sustain a state of constant preparedness for an SEC or NASD Examination
• Increase productivity and profitability
• Enhance enterprise value