SEC Examination Preparation
& Reporting

When Your Firm Receives the SEC’s 37 Page Pre-Exam Request List—with TurboCompliance, Your Prepared…

TurboCompliance^® provides a complete Regulatory Reporting suite, built around answering the hundreds of questions contained in the SEC Pre-Exam Request List as well as many SEC filings.

• Instead of requiring weeks to prepare…TurboCompliance virtually keeps you ready in real-time.
• More importantly, TurboCompliance installs the comprehensive system of internal controls which is required by the “Internal Controls” portions of the Pre-Exam Request list.

Please feel free to request a copy of the Pre-Exam Request list from us. Simply visit our home page, and request a TurboDoc Share Account.

Yes, we actually use our own technology to run our entire firm’s world wide operations. Perhaps you should enquire of your current provider to determine if they engage in this same practice—as you shall discover, we have yet to find a Compliance software vendor who does.